Edmund Husserl was notable for his insistence that the primary work of the philosopher was finding things. Most importantly, the philosopher has the task
of finding the 'things' that philosophers themselves talk about, in order to see if they really are as represented in philosophical discussions. The recommended flight to the "things themselves," for which Husserl became famous, is precisely a flight originating from how those things had come
to be represented. Once this flight is accomplished, we then have the task of clearing up terminology to fit things as they are. Only so can the intersubjectivity that characterizes scientific work be achieved. As we do our
philosophical work we cannot be forever staring at essences. We want to think as well, and to interact with each other about our subject matter.
Thus: "In phenomenology, which aims to be nothing else than essence
theory confined to pure intuition, we accordingly carry out direct intuitions of
the essences given within samples of transcendentally pure consciousness, and we
fix those intuitions conceptually, that is, terminologically. Science is
possible only where results of thought are retainable in the form of knowledge
and are available to further thinking in the form of a system of assertions:
assertions which are intelligible as to logical sense, but can be actualized
without the clarity of underlying presentations, and thus without insight and in
the manner of the judgment....To this end it is necessary that
words and sentences which are identical be univocally tied to certain
intuitively graspable essences that make up their 'fulfilling sense'."1
This should be done with such force that in all further uses the terms in
question will retain the concepts assigned and lose their capacity to associate
with any other conceptual essences. However, the realities of discourse are such
that one must frequently check to see that established meanings are the ones
really operative in new contexts, and to re-clarify and re-establish
terminological connections where necessary. (Ibid)
What we see here, from 1913, is by no means new to Husserl at that point. It
is a standard part of his method at least from 1891 on. In Chapter VII of Philosophie
der Arithmetik he examines Frege's attempt to found arithmetic upon formal
definitions. He points out that only what is logically complex can be defined.
When we come upon ultimate, elemental concepts of any domain, another method of
exposition must be followed: "What one can do in such cases consists only
in pointing up the concrete phenomena from or through which the concepts are
abstracted, and in laying clear the nature of the abstraction process involved.
One can, where it proves necessary, rigorously mark off the concepts in question
by means of repeated paraphrases, and thus prevent the confusion of them with
related concepts. What can reasonably be required of the presentation of such a
concept in language (e.g., in the exposition of a science which is based upon
it) would accordingly be this: It should be well-suited to place us in the
correct attitude for picking out those very abstract moments in inner or outer
intuition which are intended, and for reproducing in ourselves those psychical
processes that are requisite for the formation of the concept."2
Back to 1913, in the "Introduction" to Ideas I we find
Husserl commenting at length on the various terms he has used in this book to
express key concepts. In the concluding paragraph he remarks that it is not
appropriate to choose terms wholly foreign to traditional philosophical
discourse. Yet, he continues, "the fundamental concepts of philosophy
cannot be defined through rigorous concepts specifiable whenever you please on
the basis of intuitions directly accessible." Rather, "their
definitive clarification and determination generally requires lengthy
preliminary investigations," and in these investigations "it is often
necessary to combine phrasiologies in such a way that several expressions
used with close to the same sense, in the ordinary ways of speaking, are
arranged around their terminological distinction from one among them."
Now I doubt that Husserl always strictly followed his own advice, but I also
suspect that failure to keep in mind this part of his descriptions of how
phenomenological work is to be carried out causes a great deal of confusion
about his views--and, more importantly, about the subjects of his inquiries. In
particular one must keep in mind his conviction that he can help us
toward philosophical understanding only by moving our minds toward intuition of
exactly whatever that is which we wish to understand--by getting us to look at
it, to turn our attention to it. And toward that end we will have to consider
different contexts in which the subject is discussed by him, and weigh carefully
the different terms and formulations used with reference to it.
Here our aim is to apply this approach, utilizing his texts, to one of the
most contested of Husserlian concepts: that of the noema. So we shall not
go directly, as is usually done, to the passages where the "noema"
terminology is introduced. Rather, we shall do our best to locate in the
relevant phenomena what the concept associated with the term "noema"
is supposed to "fit"--its "fulfilling sense." This purpose
is served by looking at some Husserlian passages where the word "noema"
does not even occur, but nevertheless the phenomenon is dealt with and
discussed utilizing various other terms, all of which have their own
contribution to make to the elucidation of the phenomenon. We begin with
subsection 17 of the Vth "Logical Investigation," first edition of 1901.3
The Vth "Logical Investigation" is devoted to an analysis of the 'act'
of consciousness (the intentional experience as such) and of its
"contents." After securing the basic point that there are segments of
the conscious life, the "intentionalen Erlebnissen," which have
"aboutness" or direction upon an object as their class-defining
characteristic (subsection 13), subsection 16 proceeds to distinguish between
the real (reellen) content of the act, the stuff that literally makes it
up, and its intentional content: that which through the act is before
consciousness, its object. At the end of subsection 16 Husserl distinguishes
three senses of the phrase "intentional content" that play a role in
discussions then current. "Intentional content" may refer to the
"matter" of the act, its characteristic of being directed upon its
specific object as qualified in a specific way. Secondly, it may refer to this
matter plus a certain "quality" of the act (belief, doubt,
hope, etc.): the "propositional attitude," we might now call it, that
in the act is taken toward the object. Matter and quality together make up what
he calls "the act's intentional essence." They are "the
absolutely essential and so utterly indispensible constituents of an act."
(subsection 21)
Now such "intentional contents" as these obviously are a part of
the very stuff that makes up the act. But in a third sense the "intentional
content" is not a constituent of the act. It is the object of the
act, that whereon it is directed, what it is about. This is what he calls the
intentional object of the act. (subsection 16) "When we represent a
house, for example, the intentional object is precisely the house." And he
regards the earlier discussions in the Logical Investigations as having
firmly established "that the intentional object in general does not fall
within the real (reellen) content of the respective act."
(subsection 17) Thus we have what we may call the three "in's" of
phenomenological analysis. Something may be in an act as its part, as its
property, or as its object.
But a further distinction must be drawn within the "intentional
content" as object of the act. "We must distinguish between the
object as it is intended, and the object which is intended. In each
act an object is 'represented' as determined thus and so; and, precisely as
such, it may be the point of reference of various intentions: of judgment, of
feeling, of desire, and so forth. Contexts of (actual or possible) knowledge
wholly extrinsic to the act itself can, nevertheless, assign to the represented
object objective properties which leave the intention of the act on hand
completely undisturbed. Or various new representations may arise, all of which
can, precisely in virtue of the objective unity of knowledge, lay claim to
represent the same object. In all of them, therefore, the object which is
intended is the same. But in each the intention is different. Each one means the
object in a different way." (Ibid)
Husserl proceeds to illustrate this with reference to the representation, Emperor
of Germany. Its object is presented as an emperor and as emperor of Germany.
The same object also is represented in other ways, e.g., as the grandchild of
Queen Victoria. He concludes that with reference to a given representation
"one could speak quite consistently of the intentional and the
extra-intentional content of its object. Indeed, without recourse to technical
terms, many an expression that is fitting and not misleading is relevant here,
e.g.,'the intended in the object,' and so forth." After some discussion of
related matters Husserl concludes subsection 17 with the suggestion that
"in all cases where the intentional object is meant, we do best never to
speak of 'intentional content,' but rather precisely of the intentional object
of the act concerned."
Thus "the object as intended" shows up as a certain
"difference" with regard to representations directed upon one and the
same object. It is a difference in what is marginally present to the mind
in contemplating an object. It is not the only type of difference to be observed
in representations having the same object; but it is one characteristic
difference, and a very important and troubling one. In finding it we have in
fact found what is later given the name "noema." But it is yet far
from clear exactly what it is that we have found. This stands out above all in
Husserl's statement later on in the Vth "Investigation" that "the
intentional object of a presentation is the same as its actual object, and on
occasion as its external object, and that it is absurd to distinguish between
them." (Appendix to subsections 11 and 20) What he means to say here
can be successfully reformulated, I think; but, on the other hand, the
intentional object as the-object-as-given certainly cannot be the same as
the intentional object as that which is represented. This is clear from
the cases where the object is given as such and such but is not such and such or
possibly does not even exist. In cases where the object does not exist or is not
as it appears it nonetheless may be present to consciousness and will certainly
appear as such and such. This is the solid core of the doctrine of the noema in
Husserl. (cf. Ideas I, subsection 90, BG 262) And he further holds that
the object as given has properties that do not belong to the object which is
represented. Not least, the object as given has the property of representing
(being of), precisely, the object which is represented: a property which
the object represented certainly does not have. This is later recognized, and
integrated into the fully developed doctrine of the noema. But as of 1901 he
simply has not mastered the intricacies of this undeniable
"difference" in the phenomena of consciousness.
In his 1907 lectures on The Idea of Phenomenology, Husserl uses the
word "Erscheinung" ("appearance") to refer to this
"as given" dimension of difference in the act/object nexus. In the Vth
lecture he discusses the point that within "the Cartesian
sphere," which he also calls "transcendental subjectivity,"
objects of all types are "constituted" or brought before the mind.
There is something that goes on in the sphere of the mind that permits objects
to be present to it. This implies, he holds, that its contents "do not, as
it first seems, lie in consciousness as in a box. Rather they always present
themselves in the form of something like 'appearances'." [in so etwas
wie "Erscheinungen"] Now "these appearances are not
themselves the objects and do not contain the objects as constituents." But
"in their fluctuating and most remarkable structure they as it were 'produce'
the objects for the ego--provided of course that the structure incorporates
appearances of the right type and formation--thereby laying before us what 'givenness'
here means."4
The house-appearance, for example, is unmistakenably given to us as it
surfaces and disappears again in the stream of consciousness where we see or
recall a house. In this "house-phenomenon," as he also calls
it, there are phenomena (appearances) of redness, extension, etc. "But is
it not also evident that in the house-phenomenon it is precisely a house that
appears, precisely in virtue of which it is said to be a house-perception? And
not a mere house in general, but rather exactly this house, so and so
determined and appearing under such determinateness. Can I not make the evident
judgment that as appearing, or in the sense of this perception, the house is so
and so--of brick, with a slate roof, etc.?"5
Even if I fantasize the knight St. George killing a dragon, Husserl
continues, there is an "appearance" or fantasy-phenomenon involved
which evidently represents precisely St. George, and thus something outside of
consciousness. "We can make evident judgments here not only about the stuff
that makes up the phantasy appearance [den reellen Inhalt der
Phantasieerschei-nung], but also about the object which appears, in this
case a thing....It is evident that this object, St. George the knight
etc., lies in the sense of the appearance and declares itself in it as 'the
given' of the appearance." (Ibid)
Thought that is merely symbolic, as with 8 + 23 = 31, or that is of the
utterly absurd, also requires that the object be "given" in a specific
way. The famous round square, for example, certainly will not be found in the
stuff that makes up the thought of it. But the object as intended, thus the
"intentional object" in that sense, is required as an aspect of every
act/object nexus, and so of these as well. "What the 'intentional
inexistence' really amounts to, and how it stands
with reference to the literal stuff [reellen Gehalt] of the thought
phenomenon," are matters which in 1907 are yet to be cleared up, as are the
essence laws which govern the correlation between "appearances" and
the corresponding "realities" of the various types.
The "appearance" language is still used in the earlier sections of Ideas
I. In subsection 41 Husserl is once again contrasting the stuff that
literally makes up the act--in this case the act of ordinary sense
perception--with what stands over against it as object. This is a part of his
attempt here to clarify the relationship between consciousness and the world of
nature (Part II, chapter 2), which in turn is to help us understand the
"phenomenological reductions." (All of Part II) "What then is
it," he asks, "which belongs to the literal stuff of the perception
itself? Not the physical thing, for obviously that is completely
transcendent--transcendent even with reference to the entire 'world of
appearance'. But however much this latter is said to be 'merely subjective', it
too, with all of its particulars and processes, does not belong to the
literal stuff [reellen Bestande] of the perception, but is 'transcendent'
over against it." So we now have two transcendent realms with
reference to the parts and properties that compose the substance of the act of
perception. And when we reflect on the perception itself, and how it brings
together the many appearances of its object into one act of consciousness of the
object, we see that the perception and its object are not the same kinds of
things and are not inseparable in fact. But it becomes equally clear that the
appearances of the object somehow belong with the perception and not the object.
Let us follow his description of a case.
Looking at this table here, I am continuously conscious of it being right
here before me, one and the same table, as I walk around it, look under it,
closely examine its surface, and so forth. My perception of the table, however,
is continuously changing. I may even close my eyes for a while, and upon opening
them again the 'same' perception returns--not, of course, the same mental act,
but an act with the same object, the table. We are conscious of it as the same
"in the synthesizing consciousness which links the new perception up
with the recollection" of the same object. (Continuing in subsection 41)
"The thing perceived can exist without being perceived at all," and
"without undergoing any modification" from the removal of perception.
The perception itself, however, endures through time in the form of a
multi-dimensional continuum of experience-stuff: "The perception-now is
constantly transforming itself into the accreting consciousness of the
just-past, and at the same time a new 'now' stands out."
A similar sameness/difference structure emerges in relation to the parts of
the table. Husserl comments: "As with the perceived thing as a whole, so
every one of its parts, aspects and moments are necessarily transcendent to
those of the perception, regardless of whether we are dealing with primary
qualities or secondary. The color of the seen thing is, as a matter of its
essence, no literal element (reeles Moment) in the consciousness of
color. It appears, but while it is appearing the appearance of it can--and in an
experience (Erfahrung) that verifies something it must--change
with continuity. The same color appears 'in' a continuous manifold of
color perspectives or adumbrations." (Abschattungen)
Depending on the lighting available, in seeing the white paper here the color
seems gray at dusk, and various "off-whites" at other times of day or
given variations in the light upon it. Its appearance changes with my movements
relative to it. In seeing the white paper I experience it as gray etc. I do not,
however, see gray paper. Seeing gray paper would constitute a visual error. Not
so with seeing the white paper that appears gray. Similar points are to be made
with all of the sense-perceptible qualities of the object. I see a round table
though it appears to be of varying elliptical forms. I do not see an
elliptical table, which would be quite a different perception than the one I
actually have. (Imagine people walking into the room and seeing elliptical
tables instead of round ones!) The Gestaltabschattungen are essentially
involved in the perception of the table. Without them there would be no such
perception. But they are not what I see--although they obviously are somehow
'present' to me within the act of seeing the table. I can attend to them.
For simplicity sake Husserl considers in this passage an object that remains
unvariable throughout our perceptual examination of it. The application of his
findings to an object itself changing while perceived, e.g. a wheel rotating or
a car driving by, is obvious. Although some objective aspects of the object are
changing, in these cases, the object remains the same while the Erscheinungen
or Abschattungen flow out in a continuous stream of change.
Husserl thinks this description opens to our view what falls within the
literal stuff (reellen Bestande) of the concrete intentional processes
here called "perceptions of a thing." Not the things, of course, and
not the objective parts or aspects thereof. But the patterns of appearance or Abschattungen
have "a determinate qualitative substance in their own right, one
which is correlated by essence law" to the object perceived.
(subsection 41) This means that such an object can only be perceived by an act
in which it appears in definite ways. The appearances have a Was, a
nature, which alone permits the essential function they have in this act
of perceiving that object.
In this passage, interestingly enough, the "Adumbrations" of shape,
color, etc. are treated as "sense impressions" (from the various
"sense fields"). Within the concrete unity of the perception these
"data" are said to be enlivened or besouled, "in a way not to be
described more closely here," by "interpretations" ("Auffassungen").
"Subjected to this besoulment they exercise the 'presentive function';
or in union with it they make up that which we call 'appearance of'
color, form, etc. Interwoven with yet additional characteristics, the data plus
their interpretations make up the literal stuff of the perceptual act." (Ibid)
This act is consciousness of 'the one and self-same thing' in virtue of the one
overall 'interpretation' dominant in the act, which interpretation itself is
grounded in the 'sub-interpretations' associated with each appearance phase.
It is important for Husserl to insist that the sense impressions or data are
themselves radically different in nature from the corresponding aspects or
"Moments" in the thing perceived. The latter, the Abgeschatteten,
are spatial, while the former, the Abschattungen, is experience (Erlebnis)
and hence non-spatial in nature. The systematic differentiation of the various
literal aspects (reellen Momente) within the perception as an act of
cognition (over against the aspects of the cognized transcendent to it), and
their characterization in terms of their often subtle defining properties is a
vast undertaking which Husserl does not take up in this passage.
In fact, a very great deal more about our subject is to be learned from a
close study of Section II, Chapter ii of Ideas I. However this Section is
a presentation limited to the relationship between consciousness and the world
of physical nature. Section III, Chapter ii, by contrast, brings us to the
completely "General Structures of Pure Consciousness," as its title
reads, and it is at this level of analysis that "appearance" or
"adumbration" loses its usual sense, associated with the empirical
consciousness of physical objects. We need a new term for the completely general
type of "difference" that shows up in consciousness of the same
object, without regard to the particular kind of object we may be dealing with,
whether sense perceptible or not. That term, of course, is "noema." Of
the eight "general structures" discussed by Husserl here, beginning
with the "in principle" accessibility of every Erlebnis to
reflexion (subsection 77), the noesis/noema contrast, discussed last
(subsections 88ff), is most important for his career-long intention of
elucidating the essence of knowledge (Erkenntnis). Thus it is the primary
subject of the long passage running from Section III, Chapter ii through Section
IV, Chapter i of Ideas I.
Here once again Husserl focusses upon "the distinction between the literal
components (reellen Komponenten) of intentional experiences and their
intentional correlate or the components thereof." (subsection 88) He
refers back to the exposition in Subsection 41, which we have discussed above.
There he was interested in contrasting the "stuff" of the act
with that of the world of nature. Now he wishes to examine more closely the
precise character of what lies in the realm left over after the epoche,
and how it functions in making cognition in general possible. To this the rest
of Ideas I is devoted.
What most stands out, now, in this definitive treatment of the act and its
intentional correlates is the primacy of the noetic. I have elsewhere discussed
the noema at some lengths in relation to the noesis, and spelled out in detail
the threefold priority of the noetic over the noematic in Husserl's analysis of
consciousness: in the order of research, ontologically, and eidetically.6
For our present purposes it is necessary to note the following:
The noesis is the animating "grasp" or "interpretation"
already noted above. Subjected to this grasp something--sense data in the
discussion above, but there are other possibilities to be noted in what
follows--becomes meaningful or itself directed upon an object that, conversely,
is then presented by means of it. (subsection 85, BG 249) This is what
the noesis is. It is the "taking" of something within the
domain of transcendental subjectivity in such a way that there is superimposed
upon what is taken an intentional bearing which it would not have in itself. The
"taking" may be of a mass of "data" which are themselves already
"taken," as with the "adumbrations" or
"appearances" of the table above, in which case the superimposed
intentional bearing of that whole mass is upon the table itself. Or it may be of
the sense data corresponding to objective moments in the table, in which case
the intentional bearing is upon the objective moments in the table--which,
though present after a fashion in the seeing of the table, are not the objects
of that act.
The "noesis" is explicitly identified by Husserl with the "act
character" of the Logical Investigations, which also had the
function of "animating" sense data.7 He now finds the word
"act" unusable. One also might refer to the noetic aspect of Erlebnissen
as the "psychical," as "awareness," "the moment of
consciousness," or the "intentional moment." But all of these are
also unusable because of various equivocations. (subsection 85, BG 249)
Nevertheless, such terminology plays an indispensible role in pinning down the
phenomenon: the "noetic" dimension of differences in acts with which
we are concerned.
The result of the noetic grasp is a new "ofness" which belongs to
what is grasped. This yields "the essential bilaterality [Doppelseitigkeit]
of intentionality in terms of noesis and noema." (subsection 128, BG 359)
There is both an intentionality of the act and an intentionality of the
appearances which arise in the course of the act. Appearances are obviously
appearances of an object. They have this quality, just as acts themselves
are always of objects. The noetic phases of consciousness are "ways of
being conscious," while the noematic phases are "ways in which that
of which we are aware itself and as such presents itself." (subsection
99, BG 291) "There is, as it were, a noematic intentionality over
against the noetic intentionality. The latter bears the former in itself as
correlate to consciousness, and its intentionality passes in a certain manner
along the line of the noematic and out beyond it." (subsection 101, BG 295)
The primacy of the noetic is clearly asserted here. The "appearances"
come and go while the act endures. Moreover, as he elsewhere says, the esse
of the noema, e.g. the seen tree as such (as seen, that is), "consists
wholly in its 'percipi'." (subsection 98, BG 287) Acts themselves
are only "in principle" perceivable, perceivable on demand, but
noemata or appearances simply cease to be when not functioning in an act of
cognizing some relevant object. They do not lie about, inside the mind or out,
waiting to be used, but come into existence in the course of the various types
of objective consciousness. Indeed, they are not "used" at all in the
acts where they serve. Reflection on them may allow them to serve our purposes
in yet other acts: of verification, logical analysis, artistic creativity, etc.
How something seems must serve as our guide to how it is. But in the acts of
which they are the noemata, they just occur and play an essential role in how
those acts unfold. But we do not patch acts of consciousness together from
whatever appearances happen to be on hand.
Nevertheless, the noema can be seen for what it is. Our mental glance
can turn to it, as in fact occurs with such descriptions as that of the table
perception above. "In spite of its dependent status the noema can be
considered in its own right, compared with other noema, investigated in terms of
its possible transformations and so on." (Ibid) Since it actually
has properties and relations--it must, in its own way, exist.8
But what is the noema, the object as given to consciousness? Husserl
claims that we receive the answer to this question "through pure surrender
to the essences given," and that it is then possible "to
describe the 'appearing as such' correctly and with perfect Evidenz."
(end subsection 88, BG 260) The pages which follow this statement in Ideas I,
however, and the continuing controversy over the nature of the noema, must make
one wonder whether that really is so.
Subsection 89 emphasizes the difference between the object as perceived and
the perceived object. "The mere tree, the thing in nature, is
nothing less than it is this perceived tree as such which, as perceptual
sense, belongs inseparably to the respective perception. The mere tree can burn
up, be resolved into its chemical elements and so forth. But the sense--the
sense of this perception, something necessarily belonging to its
essence--cannot burn up, has no chemical elements and no physical powers or
properties." (Ibid) We learn from this something about what the
noema is not, but nothing about what it is.
Subsection 90 provides another negation, this time with reference to the
"literal stuff," as we have been calling it, of consciousness itself,
of the Erlebnissen. The "too easy" suggestion is considered
that the noema lies in the literal stuff of the act as one of its parts. Husserl
replies--along lines traced out by him many years earlier--that the act of
consciousness has only one object, and it is not literally in the act. It also
is false to suppose that a little "tree image" is a part of the act
and that consciousness of it somehow gives rise to consciousness of the tree, as
consciousness of this picture here founds a consciousness of my daughter. The
tree as seen is not an image, though, for Husserl, there are acts which utilize
images in their intentionality. But to describe perception as essentially
involving image consciousness is to replace it with something else. The tree as
seen is not an image, and, more generally, is not a part of the literal (reelle)
stuff of the act.9 That is why he chooses the term "irreelle"
as a characterization of the noema. (subsection 97, BG 285) But note once again
that this is a negative term. As the noema is not the object nor a part or
property thereof, so it also is not the act nor a part or property thereof. As
noted above, the appearance is in its own unique way "transendent" to
the psychic flow, though still within the "Cartesian sphere." It is,
according to Husserl, an entity or stream of entities that shows up parallel to
the literal phases of the act and in systematic dependence upon them.
Thus Husserl comments that "the reelle experience-unity of
hyletic and noetic constituents is something totally different from the unity of
noematic constituents which 'comes to awareness' in it, and is totally different
again from the unity which unites all those reelle experience
constitutents with that which, as noema, comes to consciousness through and in
them." (subsection 97, BG p. 285) The noema or appearance
"transcendentally constituted on the basis of" the psychical stuff and
"through" the noetic function is indeed found before us, and evidently
so "when in pure intuition we faithfully describe the experience and what
is noematically present with it. But it quite certainly belongs to the
experience in a totally different sense than does the reellen and
consequently literal constituents of the experience." (Ibid)
Something of a side comment is required at this point due to common
misunderstandings now current. The irreele is not, for Husserl,the same
as the Ideal. Perhaps the misunderstanding is in part caused by the fact
that for Husserl the Ideal falls in his domain of the irreal--please note
the spelling--that of the "non-natural" or "non-worldly" in
general, which includes the Ideal (universals, both those that may be instanced
in mental acts and those that cannot be), the reelle (temporalized mental
stuff), and the irreelle (temporalized events and entities transcendent
to the reelle, but still in the "Cartesian realm").10 The
irreelle, like the reelle and the real, consists of
individual entities which come into being, endure and pass away. Husserl has
come to be regarded in various circles as a nominalist or at best a
conceptualist because of readings taken from certain post-Husserlian
philosophers, most noteably Derrida, which equate the Ideal with the irreelle
or noematic, and compound the error by regarding the noematic as something we
"produce." We cannot here trace out all of the terminological and
conceptual distinctions and relations that need to be drawn, but for the sake of
our present concerns we must point out that the irreelle is not the
Ideal--though like the real and the reelle it of course has an eidetic
structure peculiar to it.11
Difficulties about the precise ontological status of the noema, which seem to
be much more pressing than Husserl's statements suggest, do not, however,
suppress the real difference in acts of consciousness or in the act object/nexus
discussed by Husserl under that name. What in subsection 90 of Ideas I he
describes as "that which alone has clearly stood forth" in the
investigation of the noesis/noema distinction up to that point is still
standing, I think, when the rather vain attempts to say what the noema is are
forgotten. "The intentional experience is without doubt so formed that,
when suitably considered, a certain 'way' ('Sinn') is found in it. The
circumstance that defines this 'way' for us is this: that the non-existence (or
subsequent persuasion of the non-existence) of the 'mere object' represented or
thought cannot deprive the representation concerned (and likewise for the
respective intentional experience in general) of its represented, its thus and
so presented as such, and that the two must therefore be distinguished."
Surely Husserl is right in saying that this "circumstance" simply
could not "remain hidden." (subsection 90, BG 262) And if the "as
such" side of this distinction is the noema, then there certainly is
a noema, regardless of how hard it may be to spell out its ontological status.
Husserl himself constantly swings back to sense perception of objects in the
natural world in discussing the noema. I suspect that this is because
"appearance" with respect to such objects is the most intuitively
convincing case of "the object as such." But is is crucial to the
understanding of mental acts and cognition, as well as Husserl's views about
them, to understand that the noema is present with every act of every type to be
found in the cognitive life. What this means is simply that wherever we are
conscious of an object in any way it also is present to us under a
certain "sense." Subsection 91 of Ideas I opens with the
statement that the noematic 'object' is found with "all types of
intentional experiences." With memory the remembered as such, with
expectation the expected as such, in creative phantasy the phantasized as such,
and so forth. There is a qualitative mark in the way the object is presented,
corresponding to every difference in the nature of the act. The rabbit
phantasized coming around the corner appears different from the one
expected to come around the corner. (Try it out and see.) "These
differences are characteristics which we find in the perceived,
phantisized, remembered, etc. as such," in the way they are
present to us, and in a necessary correlation with noetic characteristics of the
experience. (Ibid)
Even the degree of attention paid, which is an element in the act, correlates
with the degree of force or clarity or 'brightness' in the object as given.
(subsection 92) More importantly, the objects of higher-order acts, acts which
occur in superimposition on other acts, all have in "the objectivity as
presented" in them corresponding noematic traits. (subsections 93ff) These
acts involve what Husserl calls "founded essences." In judgement, for
example, which is founded on representation, the object judged about appears
characteristically different from the same object merely perceived or
represented. The "judgment as passed" alters how the object
"looks" to us. The same is true for acts of feeling, valuation and
choice, for acts with varying degrees of certainty in belief, or acts not
involving belief (thus with the "neutrality modification," as Husserl
calls it). Some of the most gratifying phenomenological studies provided by him
are in his discussions of the unification and superimposition of acts to
generate other more composite acts with their distinctive objects and
corresponding noemata. (subsections 99-135 of Ideas I) The role of
language (logos) in determining the "how" or "sense"
of the presence of objects of all types is very important, of course, since it
is responsible both for great accomplishments as well as great distortions in
our cognition of the world. (subsections 124-127) Husserl's position is that all
of these differences in "how" the object is present to us are observable
in necessary (ideal law) correlation with modifications in the corresponding
acts of consciousness--observable, at least, to the phenomenologically competent
eye and will. I am inclined to think there is something substantial to what he
says in this respect, but unclear about how much.
But such differences in how objects 'look' or are presented are not supposed
by him to be merely interesting descriptive points for the cataloging
phenomenologist to note down. Rather, it is only the law-governed interplay of
noemata, senses, ways-present-to that makes knowledge (Erkenntnis)
possible for Husserl, and only eidetic insight into the nature of this interplay
will permit us to understand how knowledge is possible. "Here," he
says, in the irreelles "is the ultimate source of the only
conceivable solution to the deepest problems about knowledge: those which
concern the essence and possibility of objectively valid knowledge of the
transcendent" reality lying entirely outside of the "Cartesian
sphere." (subsection 97, BG 285) It is the "sense" which
transcendent objects have as given that guides us into fuller knowledge of those
same objects, and ultimately, given the right factual circumstances, into
knowledge of what they are in themselves. To understand this was always the
central aim of Husserl's philosophical work,12 and that is why the
doctrine of the noema becomes such a hugely important thing in his thought.
Husserl moves to this great issue, which also was the topic of the IVth
"Logical Investigation," at the very end of subsection 135 of Ideas
I. How, he there asks, is the phenomenologist "to describe, noetically
and noematically, all of the relationships in consciousness which necessitate
the mere object (which in common language always means an actual object),
precisely as it is in its actuality?" (BG 377) The concern is not, however,
merely with actualities in the "worldly" sense, but with the being of
objects of any and every type whatever. So Husserl re-formulates the question:
"When is the noematically 'intended' identity of the X an 'actual' instead of 'merely' intended identity?
And what does this 'merely intended' mean in general?" (Ibid)
Now the answer to this question is to be provided by a "Phenomenology of
Reason," which is the title of the chapter immediately following. Such a
"phenomenology" is a discussion, in general terms, of the justified
belief, of the belief which is rational, or of rationality as such. The
meaning of "rational consciousness in general" is stated by Husserl
precisely in terms of the degree of the act's closeness to a "seeing"
the relevant object, a having of "the thing itself bodily present"
just as it is in itself--so far as that is possible for the type of object in
question. (subsection 137) To be at all conscious of any object it must, as we
have seen, present itself to us in a certain way or sense. That
"sense" always incorporates indications of how we can apprehend the
same object in different ways, whether the sense is the designation of a number
by an equation or the visual appearance of a round, white thing on the beach.
Every general type of object "specifies a rule" for how an object
falling under it "is to be brought, according to its sense and mode of
givenness, to complete determinateness, to adequate and ultimate givenness."
(subsection 142, BG 396) It is by working with its different "ways" of
being present that the object is ever more fully brought before us. When, now,
belief is motivated by an overall, appropriate order in our experiences of the
same thing, then it is rational. Moreover: "To every object that 'truly
is' there corresponds in principle (in the a priori of unconditional
generality of essence) the idea of a possible consciousness in which the
object is graspable ultimately (originaer), and thus with perfect
adequacy. Conversely, if this possibility is guaranteed, then eo ipso
the object truly is." (Ibid) It is through properly ordered
appearance and only through appearance--noemata, senses, ways of being
present--that reality is attained. And when the appropriate
"appearances" are realized, reality, the relevant object, is attained
with the assurance of eidetic necessity.
So our conclusion must be that there is a difference in the act/object nexus
corresponding to Husserl's term "noema." It is findable, and its
function is clearly of fundamental importance in the life of consciousness.
Moreover, a very great deal can be said, on the basis of reflection on our
conscious acts, about how this "difference" operates to make Erkenntnis
possible. All of this seems right, and of course it opens many doors for
specific explorations of the intricacies of cognition, especially with regard to
the many important structures and objects of acts of "higher order."
But the exact ontological status of this "difference" in the
act/object nexus--what the precise nature of the 'noema' might be--remains quite
puzzling. Husserl in the end succeeds only in characterizing it negatively, and
in urging us to wait in "pure surrender" before it in hopes of a
revelation of its essence. This is far from satisfactory, and makes one wonder
if it might not be possible to account for the "difference" as well or
better than he does, do as good or better job of describing the 'facts,' by
attempting to treat it in terms of a sufficiently elaborate version of noetic
intentionalities alone.
NOTES
-
Ideas I, subsection 66, BG 193. I have provided my
own translations of Husserl's texts, sometimes translating rather freely for
emphasis. My references are by subsections of the works referred to, and to
an English translation where available. "BG" followed by a number
indicates the page number of the hardbound edition of the Boyce Gibson
translation of Ideas I. I have worked from the 1950 German edition of
this text. Return to text.
- Philosophie der Arithmetik, 'Husserliana XII', Den Haag: Martinus
Nijhoff, 1970, p. 119. Return to text.
- Logische Untersuchungen, Zweiter Theil: 'Untersuchungen zur
Phaenomenologie und Theorie der Erkenntnis,' Halle a. S.: Max Niemeyer,
1901. Return to text.
- 'Husserliana II," Den Haag: Martinus Nijhoff, 1958, p. 71; English
translation by W. P. Alston and George Nakhnikian, The Hague: Martinus
Nijhoff, 1973, p. 56. Return to text.
- 'Husserliana II,' p. 72; English p. 57. Return
to text.
- "A Critical Study of Husserl and Intentionality," in Journal
of the British Society for Phenomenology, Vol. 19, No. 2, May 1988, pp.
186-198 and Vol. 19, No. 3, October 1988, pp. 311-322. Return
to text.
- Ideas I, subsection 84, "Note on Terminology," BG 244;
cf. subsection 97, BG 284. Return to
text.
- Subsection 98, BG 289; cf. subsection 90, BG 262. Return
to text.
- Subsection 97, BG 283. Husserl uses the term "reelle" as
early as his first publication in 1887 to describe the stuff that goes into
the makeup of a representation. (See 'Husserliana XII', p. 324.) I feel
certain that he does not originate this usage, but have been unable to do
the research into its background. Return
to text.
- See subsection 65 of Erfahrung und Urteil, as well as the final
paragraphs of the "Introduction" to Ideas I, BG 45. Return
to text.
- See J. P. Moreland, "Was Husserl a Nominalist," in Philosophy
and Phenomenological Research, Vol. 49, June 1989, pp. 661-674. Also my
paper, "Is Derrida's View of Ideal Being Rationally Defensible,"
to appear in a volume edited by Lester Embree on Phenomenology and
Deconstruction, from Kleuwer in 1992. Return
to text.
- See Chapter I of my Logic and the Objectivity of Knowledge, Athens,
Ohio: Ohio University Press, 1984. Return
to text.