Gentlemen.
I have not set myself the task of telling you what Phenomenology is. Rather,
I would like to try to think with you in the phenomenological manner. To
talk about phenomenology is the most useless thing in the world so long as that
is lacking which alone can give any talk concrete fullness and intuitiveness:
the phenomenological way of seeing and the phenomenological attitude.
For the essential point is this, that phenomenology is not a matter of a system
of philosophical propositions and truths - a system of propositions in which all
who call themselves "Phenomenologists" must believe, and which I could
here prove to you - but rather it is a method of philosophizing which is
required by the problems of philosophy: one which is very different from the
manner of viewing and verifying in life, and which is even more different from
the way in which one does and must work in most of the sciences. And so today my
aim is to touch upon a series of philosophical problems with you, in the hope
that, at this or that point, it will become clear to you what the peculiarity of
the phenomenological attitude is. Only then is the basis for further discussions
given.
There are all sorts of ways in which we relate to objects - to existing and
to nonexisting objects. We stand in the world as practically active beings. We
see it, and yet we do not really see it. We see it more or less exactly, and
what we see of it is, in general, governed by our needs and purposes. We all
know how laborious a task it is to learn to really see; what work is required,
for example, to actually see the colors which all along fall within our visual
field and are swept over by our glance. What holds true in this case is true to
an even higher degree of the stream of psychical events - of that which we call
"Experiencing" (Erleben), and which as such does not, like the
sensible world, stand over against us as something foreign to us, but rather is
in essence of the self (ichzugehörig) - in short, of the states, acts,
and functions of the ego. This "Experiencing" is just as remote and
difficult to grasp in its qualitative structure or nature as it is certain for
us in its existence. What the normal person beholds of it - in fact, what he
even merely notices of it - is little enough. Joy and pain, love and hate,
yearning, homesickness, etc., certainly present themselves to him. But in the
last analysis these are only crudely cut sections out of an infinitely nuanced
domain. Even the poorest conscious life is yet much too rich to be fully grasped
by its bearer. Also here we can learn to look; also here it is art which
teaches the normal person to comprehend for the first time what he had hitherto
overlooked. This does not mean merely that, by means of art or technique,
Experiences are evoked within us which we would not have otherwise had, but also
that, out of the fullness of Experience, art allows us to view what was, indeed,
there already, but without our being conscious of it.
Difficulties increase when we turn to other matters yet farther from us - to
time, space, number, concepts, propositions, etc. Of all these things we speak;
and when we so speak, we have reference to them, we mean or intend (meinen)
them. But in this intending (Meinung) we stand infinitely far from them.
We still stand afar off from them when we have definitionally delimited
them. If we wish to mark out the class of judgments which are propositions (Urteilssätze),
for example, as the class which consists of all of those propositions that are
either true or false, then the essence of the proposition and of the judgmental
proposition - that which it is, its "whatness" (Was) - has come
no closer to us thereby. If by contrast we aim to grasp the essence of red or of
color, then, in the last analysis, we need only to fix upon some perceived,
imagined, or represented color, and, in what is so presented, lift the essence (So-Sein),
the "whatness," of the color away from that which, as singular or
actual, is of no interest to us.
If, now, the Experiences in the ego are to be brought closer to us in this
way, the difficulties are considerably greater. We well know that there are such
things as feelings, acts of will, and convictions. We also know that they, like
all that is, can be brought to adequate intuition. But if we try to
conceptualize them, to bring them to us by means of their specific
characteristics, then they seep away from us. It is as though we grasped in a
void. Psychologists know how years of practice are required in order to master
the difficulties involved here. But right from the beginning we are always
dealing with Ideal entities (Ideelles). To be sure, we do speak of
numbers and the like; we operate with them; and the designations and rules with
which we are familiar are quite adequate to enable us to attain
the goals of practical life. But the essence of such things is yet infinitely
removed from us. And if we are serious enough not to be satisfied with
definitions - which, after all, cannot bring the fact itself (der Sache
selbst) a hair closer to us - then we must say, as St. Augustine said of
time: "If you do not ask me what it is, I believe that I know. But if you
ask me, then I no longer know it."
It is an oppressive and disastrous error to suppose that this natural
distance from objects, which is so hard to overcome, would be suppressed by
science. Many sciences, by their very nature, do not involve direct intuition of
essences (Wesenschau). These sciences can be and are satisfied by
definitions and derivations from definitions. Other sciences are indeed by their
very nature allotted the task of direct essence intuition, but in their factual
development have avoided that task up to now. The significant - in fact, the
frightening - example of this latter is Psychology. I do not speak of it insofar
as it is a science of empirical laws, i.e., insofar as it attempts to formulate
laws of the factual, real course of consciousness. Here the case is quite
different. I am speaking of what is called "Descriptive Psychology,"
of that discipline which strives to take an inventory of consciousness, and to
fix upon the various species of Experience as such. This has nothing to do with
establishing existence: with the individual Experience, with its occurrence in
the world at some point of objective time, and with its union with a spatially
localized body. In the sphere of Descriptive Psychology, all of that is of no
concern. There the question is not about existence, but about essence, about the
possible species of consciousness as such, indifferently of whether, or where,
or when they occur. But it will surely be replied that we nonetheless could not
know Experience-essences were they not also realized in the world. Now this
objection is mistaken, as it stands. We do in fact also have knowledge of
species of Experience of which we know that, in the purity that they have as
conceived by us, they perhaps have never been realized in the world. But even if
the objection were wholly correct, it could only indicate that we humans are
limited in the species of Experience accessible to us, and limited by what we
are ourselves permitted to Experience. But the dependence of essences themselves
upon their possible realization in consciousness is, of course, not thereby
established.
If we cast a glance at the factually existing Psychology, we see that it has
not yet once succeeded in getting clear about its supreme and delimiting
essence: about the essence of the psychical itself. Not that the opposition
between the psychical and non-psychical is first constituted by means of our
determining and defining. Rather, to the contrary, our determining must be
directed by the distinctions of essence which are ultimately given and found
before us. All of that which can enter into the stream of our Experience, that
which belongs, in the genuine sense, to the ego (such as our feeling, willing,
perceiving, and the like), is distinguished in essence from all of that which
transcends the stream of consciousness, standing over against it as foreign to
the ego (such as houses, or concepts, or numbers). Taking the case where I see a
material, colored object in the world, the object - with its properties and
modalities - is then something physical; but my perception of the object, my
turning to it and attending to it, the joy which I feel over it, my admiration
and, in short, all that presents itself as an activity or state or function of
the ego - all of that is psychical. And now, as to present-day
Psychology: it deals with colors, tones, odors, and the like, just as if in them
we have to do with conscious Experiences, just as if they did not stand over
against us as foreign in nature as the highest and thickest of trees. We are
told that colors and tones are, after all, not actual (wirklich), and
thus are subjective and psychical. But that is only obscure words. Leaving the
non-actuality of colors and tones undecided - and let us assume that they are
non-actual - do they perchance thereby become something psychical? Can the
distinction between essence and existence be so far misunderstood that the
denial of existence is confused with a transformation of essence, of the
essential character? Concretely expressed: Does a gigantic house of five floors
which I suppose myself to be perceiving by any chance become an Experience when
this perceiving turns out to be a hallucination? Thus, all of those
investigations of tone and color and odor must not be claimed for psychology.
One has to say of the investigators who deal solely with sense qualities, that
the genuinely psychical has remained foreign to them, even if they do call
themselves "Psyche-logists." Certainly, the seeing of
color and the hearing of tones are functions of the ego, and they
belong to Psychology. But how can the hearing of tones, which has its proper
essence and follows its proper laws, be taken for the heard tones? There is,
after all, such a thing as the unclear hearing of a strong tone. The strength
here belongs to the tone; clarity and unclarity, on the other hand, are
modifications of the function of hearing.
Of course, not all psychologists have misunderstood the sphere of the
psychical in this way; but the tasks of pure essence-apprehension have been
comprehended by only a very few of them. People want to learn from the natural
sciences, and want to "reduce" Experience to the farthest possible
extent. And yet this way of putting the problem is senseless from the very
start. When the physicist reduces colors and tones to waves of determinate
kinds, he is dealing with real existence, whose factuality he intends to
explain. Leaving the broader sense of reduction undecided, reduction certainly
has no application to essences. Or would one perhaps wish to reduce the essence
of red, which I can view in any instance of red, to the essence of waves, which
nonetheless is an evidently different essence? Now it is precisely with facts
that descriptive psychology has nothing to do. It has nothing to do with
explanation of existences and the reduction of them to other existences. When it
forgets that, there arise those reduction attempts which are in truth an
impoverishment and falsification of consciousness. Then one comes to posit as
the fundamental essences of consciousness feeling, willing, and thinking, let us
say; or to propose some other such inadequate division of consciousness as that
into representing, judging, and feeling. And when one then takes up one of the
infinitely many Experience-types not covered by these classifications, it must
be twisted into something which it, nonetheless, is not. Suppose it is the
Experience of forgiving - a deep-seated and noteworthy act of a peculiar kind.
Well, it certainly is not an act of representing. So people have attempted to
maintain that it is a judgment: the judgment that the wrong done is, after all,
not so serious, or really is no wrong at all - thus rendering absolutely
impossible any meaningful forgiving. Or, one says that forgiving is the
cessation of a feeling, the cessation of anger, as if forgiving were not
something with its own positive nature, and much more than a mere forgetting or
disappearing. Descriptive Psychology is not to explain and to reduce to
other things. Rather its aim is to illuminate and elaborate. It
intends to bring to ultimate, intuitive givenness the "whatness" of
the Experience, from which, in itself, we are so remote. It intends to determine
this "whatness" as it is in itself; and to distinguish and mark it off
from other "whatnesses." Thereby, to be sure, no final stopping place
is attained. Of the essences laws hold: laws of a peculiarity and dignity that
distinguishes them absolutely from all empirical connections and empirical
uniformities. Pure intuition of essence is the means whereby one attains to
insight into, and adequate comprehension of, these laws. But concerning such
intuition I do not wish to speak until the second part of these remarks.
Essence intuition is also required in other disciplines. Not only the essence
of that which can be realized arbitrarily many times, but also the essence of
what is by nature singular and uniquely occurring, requires illumination and
analysis. We see that the historian endeavors, not only to bring the unknown to
light, but also to bring the known closer to us, to bring it to adequate
intuition in its very nature. Here it is a matter of other goals and other
methods. But we also see here great difficulties, and the dangers of evasion and
construction. We see how, again and again, development is spoken of, and the
question about the "what" of that which develops is neglected. We see
how the environment of a thing is anxiously inquired into, only in order
not to have to analyze it itself; how questions about the essence of a thing are
believed resolved by answers to questions about its origination or its effect.
How characteristic here are the frequent
juxtapositions of Goethe and Schiller, of Keller and Meyer, and so on -
characteristic of the hopeless efforts to define something by means of that
which it is not!
That a direct apprehension of essence is so unusual and difficult that to
many it appears impossible may be once explained by the deeply rooted attitude
of practical life, which more possesses and operates with objects than it
contemplatively intuits them and penetrates into their peculiar being. But it is
also explained once again from the fact that many scientific disciplines - in
contrast to those hitherto discussed - have as a matter of principle
nothing to do with direct intuition of essences, and consequently produce in all
who are devoted to them a profound disinclination to any direct grasp of
essences. Here, of course, I mention Mathematics above all. It is the pride of
the mathematician not to know - in its material essence - that of which he
speaks. I refer you to how David Hilbert introduces the numbers: "We
conceive of a system of things, call those things 'numbers', and designate them
as a, b, c,..... We conceive of these numbers as having
certain reciprocal relations, the description of which is given in the following
axioms," etc. "We conceive of a system of things, and call those
things numbers, and we then state a system of propositions which those things
are to stand under." Of the "what," the essence of these things,
nothing is said. In fact, even the expression "thing" says too much.
It must not be taken in the philosophical sense in which it designates a
determinate categorial form; it only stands for the most general and absolutely
contentless concept of "something in general." Of this
"something," then, all sorts of things are said - better, they are
"ascribed" to it, e.g., a + b = b + a; and out of this and a number of
other propositions - without touching upon the essence of objects - a system is
consistently and cogently constructed in purely logical sequence.
Removal from objects cannot be pushed farther than is found here. An insight
into their structure, and all Evidence (Evidenz) for the ultimate
principles, is given up as a matter of principle. The insight which does
have play here is a purely logical insight: - it is the Evidence, let us say,
for the fact that an A which is B must be C, if all B is C, an Evidence which
comes without the essences which stand back of the A, B, C being considered. The
axioms which are presupposed [in number theory] are not in themselves tested and
verified as holding true. The only means of verification available in
Mathematics, that of proof, is not at our disposal here. The axioms are
suppositions, besides which other contrary axioms are possible upon which one
can also attempt to construct self-consistent systems of propositions. Yet more!
Not only has the mathematician no need, within his discipline, to verify the
underlying axioms; he also does not need to understand their ultimate material
content. What does "a + b = b + a" really mean? What is the sense of
this proposition? The mathematician can decline the question. The possibility of
sign commutation suffices him. The information gotten from him beyond this is
unsatisfactory for the most part. In fact, the proposition certainly does not
refer to the spatial arrangement of signs on the paper. But it also cannot refer
to the temporal order of psychical acts in a subject - not to the fact that it
is indifferent whether I, or some subject or other, adds b to a or
a to b. For it is a proposition which says nothing at all about
subjects and their acts and the temporal course of those acts. Rather it states
that it is indifferent whether a be added to b or b to a.
But what is to be understood by "adding," since it is nothing spatial
or temporal - that is now the problem, and a problem to which the mathematician
can be indifferent, but upon which the philosopher, who must not stop at the
signs but push on to the essence of that which the signs designate, must employ
himself most intensively.
Or, take the law of association: a + (b + c) = (a
+ b) + c. This proposition surely has a sense, a sense of the most
extreme importance, even; and it certainly does not, in the last analysis, have
to do with the fact that the bracket signs can be written differently. The
bracket does have a signification, and this signification must be fathomable. It
certainly stands, as a sign, on a different level from "=" and
"+". It signifies no relation or operation, but rather indicates the
type and scope of relations and operations, as is also done by means of
punctuation marks. But by means of this indication, or by means of that, now
these, now those signs are taken together and marked off from the other; and the
signification of the whole expression is modified accordingly. To
understand just this modification of signification and its possibility is a
problem which also may fall to the mathematician. That is the question about sense.
Alongside it stands the question about being, i.e., the problem of
bringing to intuition, and, if possible, to the ultimate degree of insight,
whether or not the postulate is correct; whether or not that which the
proposition, "a + b = b + a," expresses
can prove out as valid and grounded in the essence of numbers. Precisely such
considerations lie especially remote from the mathematician. He formulates his
postulates, and the postulates of different systems may be contradictory to each
other. Perhaps he postulates as an axiom that through a point not on a given
straight line one and only one straight line in the same plane can be drawn
which does not intersect the first straight line. But he could also posit that,
through the point not on the given straight line, several such straight lines,
or none at all, can be drawn; and on these postulates also a system of
consistent propositions may be founded. The mathematician as such must contend
for the equal worth of all such systems. For him, there are only the postulates
and the logically complete and consistent deductive consequents built thereon.
But the systems are not of equal worth! There in fact are such
things as points and lines, even if they do not exist as real things in the
world. And, in acts of a particular type, we can bring these forms to adequate
intuition. But if we do that, then we see (sehen wir ein) that, in
fact, through a point not on a given straight line, one straight line on the
same plane can be drawn which does not intersect the first-mentioned straight
line, and that it is false that none such can be drawn. Thus, either in this
latter postulate mentioned above the same terms mean something different than in
the former, or it is a matter of a system of propositions which is built upon an
invalid postulate, and which, as such, is also able to have a certain value - in
particular, a mathematical value. If one understands by "points" and
"lines" things which have to satisfy such postulates, then that is not
in the least objectionable. But the removal from all material content then
becomes exceptionally clear.
The peculiarity of mathematics renders intelligible the peculiar character of
those solely mathematical minds who have done certain great things within
mathematics, but who have done more harm to philosophy than could be briefly
stated. They are of the type which only formulates postulates and carries out
derivations therefrom. In this way they lose the sense for ultimate and absolute
being. They have unlearned how to see, and can only prove. But philosophy has to
do precisely with that for which they have no concern. This is also the
reason why a philosophy in the geometrical style (more geometrico) is,
when taken literally, a flat self-contradiction. On the other hand, only
from philosophy can mathematics receive its ultimate clarification (Aufklärung).
It was from philosophy that there first issued the investigation of the
fundamental mathematical essences and the ultimate laws grounded in them. Also,
philosophy alone can make completely intelligible the way in which mathematics
is to proceed onward from those elements, by repeatedly leading it back to the
intuitive essence-content from which it is so far removed. Here our first task
must surely be to learn to see the problems once again, to penetrate through the
thicket of signs and rules which operate so admirably to get at the material
content. Concerning negative numbers, for example, most of us have genuinely
thought only as children. Then we stood before something puzzling. Now
those doubts have been put to rest - but on quite a dubious basis for the most
part. Many now seem to have almost lost all awareness that, while there indeed
are numbers, the contrast between positive and negative numbers rests upon an
application of technique, the principle and right of which is by no means
readily transparent. This is similar to the way jurists are about the
technicalities of civil rights.
If we bring ourselves to the point where, as philosophers, we must bring
ourselves - penetrating through all signs, definitions and rules - to the facts
themselves (zu den Sachen selbst), things will present themselves quite
differently than is today believed. Permit me to show this my means of a simple
example which is rather easy to overlook. The division of numbers into ordinal
and cardinal is generally accepted today. But people do not agree on which type
of number, the ordinal or the cardinal, is the primitive, or on whether we must
or may not designate one of them as more primitive than the other. If one takes
the ordinal as primitive, Helmholtz and Kronecker are usually invoked. And it is
very instructive, for our purposes, to go back to what these mathematicians
truly said. Kronecker states that he finds in the ordinal the natural starting
point for the development of the number concept. The ordinals provide a supply
of ordered designations which we can assign to a determinate group of objects.
Suppose we have the series of letters, a, b, c, d, e.
Now, in sequence, we designate them as first, second, third, fourth, and finally
fifth. If we wish to designate the total of the ordinal numbers used, or the
number of letters, we use the last of the ordinal numbers employed in order to
do it. But, now, it should be clear that Kronecker here introduces certain
signs, not numbers. And indeed he first introduces the ordinal signs because he
can then use the last of these signs for a designation of the number. But for
the philosopher, this is where the problem first begins. How is it to be
understood that the ordinal sign can at the same time indicate the number of all
the designated 'somethings'? What, after all, is the ordinal number, and
what is the cardinal number? Let us now take a few steps down the road which
leads to clarification of these concepts.
The question has been raised about the sense of numerical assertions. More
precisely, the problem is: Of what are numbers really predicated? To this
question very many and very diverse answers have been given. Let us look a
little closer at some of these answers. One of them requires little
consideration. That is Mill's view that number is asserted of the things
enumerated. Were the number three really attributed to the enumerated things,
as, for example the color red is attributed to them, then each of them would be
three, just as each of them is red. So it has been said that the number is not
asserted of the enumerated things, but the assertion is made about the totality,
about the group composed of the enumerated things. But we must also dispute
that. Groups can have many sorts of properties, depending upon the objects which
compose them. One group of trees can be next to another. A group can be greater
or smaller in size. But a group cannot be four or five. To be sure, a group can
contain four or five objects. But then it is the containing of four
objects which is predicated of the group, and not the four. A group which
contains four objects is just as little itself four as a group containing only
red objects is itself therefore red. Perhaps one may assign the number
four to the group which has four elements; but one cannot predicate the
number four of it. And since the number cannot, as has been shown, even be
predicated of the objects which the group contains, we find ourselves in a
difficult position.
These difficulties have caused Frege to take the numerical statement to be an
assertion made about a concept (Begriffe). "The Kaiser's
coach is drawn by four horses" is to signify, then, that under the concept
of the horses which draw the Kaiser's coach four objects fall. But, of
course, no advantage is gained by this move. It is asserted of the concept that
four objects fall under it, but the four is not asserted of it. A concept
which subsumes four objects is just as little four as a concept which subsumes
material objects is, therefore, itself material. I will not go into the many
other attempts to solve this problem.
In such situations there is one question which, for philosophy, is obvious:
Is there not to be found in the very problem posed a certain prejudgment?
Doubtless there is in this case. The prejudgment is already contained in the
very way the problem is put. One inquires about the subject of which the number
is predicated. But how, indeed, does one know that the number is predicated of
anything at all? Can one presuppose that every element of our thinking must be
predicable? Certainly not! We need only consider a simple case to see that. For
example, we often say: "Only A is B." In the assertion there
corresponds to the "only" an important element; but obviously it would
be completely absurd to ask of what the "only" is predicated? The
"only" concerns the A in a certain manner; but it can neither be
predicated of it, nor of any other thing in the world. The same is true of
"All A's are B," or "Some A's are B," and so on. All of
these categorial elements <"all," "some," etc.> are
impredicable. They simply give the range of the objects with which the
predication, the being-B, has to do. This also sheds light on number. Two things
are true of it: First, in and for itself it is impredicable. And, second, it
presupposes predication, insofar as it determines the quantitative range of the
somewhats, the multiplicity of the somewhats, which fall under a predication. A
number does not answer the question, "How many?" But it does answer
the question, "How many A's are B?" For category theory this point is
of the very greatest importance. Insofar as numerical determinateness
presupposes a predicative involvement in certain things, it resides in a quite
different sphere from, let us say, the category of causality. It resides in a
sphere which we shall later come to know as that of the "state of
affairs" (Sachverhaltes). Moreover, from here on, further
differentiations very easily yield themselves. For example, it is possible that
the predication concerned has to do with each single one of the objects of the
domain it determines, or only with these objects taken together. If we say that
five trees are green, it is meant that each single tree is green. If, by
contrast, we say that four horses suffice to draw the coach, then certainly each
horse does not so suffice. Such differences can be rendered intelligible only by
the view of number here represented, according to which, as was said, numbers
themselves are not predicable, but presuppose the predicative involvement of
certain somethings, the range of which the number then determines.
This must suffice for now as a determination of cardinal number (Anzahl).
But then there is supposed to be yet another sort of number (Zahlen), the
ordinal numbers. Let us take a closer look at them. The cardinal number turned
out not to be predicable. By contrast, there appears at first glance to be no
doubt about the predicability of the ordinal. Obviously the ordinal is affirmed,
and, indeed, is affirmed of a member of an ordered group. It appears to assign
to this member its position within the set. It seems obvious to say that the
ordinal is what determines the respective positions of elements in ordered
groups. But that does not hold up, once we leave aside words and signs and turn
to the facts themselves. What then is truly the case with the members of the
series and their positions? We have, first, the opening member, the first member
of the series; and, corresponding to it, there is the closing member, the last.
Then there is a member which follows the first one, then one following the
member following the first one, and so on. So the position of any member can be
defined by continuously tracing backward to the member which opens the series.
Of a number, or of something numerical, nothing has yet been said. One does not
do so by speaking of the "first" member. The "first" has
exactly as little to do with "one" as the "last" has to do
with "five" or "seven." And further, there is absolutely
nothing more in the series - no peculiarity of series members as such, nothing
numerical - which might be extracted by us. The elements have their positions in
the series, and these positions can be defined by the successor relation to the
opening member. Nothing is said of number.
But if this is so, why do those ordinal designations which, nonetheless,
suggest numbers come about? Very simple! The position designations were rather
complicated from the beginning. Already the c member must be designated
as the member following the member following the first member. The complication
finally becomes unbearable, and one has to contrive a more convenient mode of
designation. Now of course there are relations between the group and its
members, on the one hand, and the numbers (Anzahlen) - note well, the numbers
- on the other. The series contains a number of members, and the same goes for
each part of the series. The member c is that member up to which the
series contains three terms. Therefore we call it the third. Likewise, d
is the fourth; and so we can coordinate to each member of the series such a
designation, just because at each of its members the series contains a
determinate and always different number of members.
But now consider the confusion occasioned by remaining at the level of signs.
In addition to numbers - cardinal numbers - there is to be a second type of
number, ordinal numbers. Well, where are they then? Seek as long as you wish,
they will not be found. There are numbers (Anzahlen) and the designations
of numbers. There are, further, ordinal designations, which with the aid of
cardinal numbers can define the position of elements in ordered sets. But there
are no ordinal numbers. Philosophy has possibly been bewildered here
because it blindly followed the sign-makings of the mathematicians, and thereby
took words for facts. Is anyone so far gone as to wish to derive the cardinal
numbers (Anzahl) from a mode of designation which yet has the cardinal numbers as a presupposition?
As to that mode of designation, now, one of course must not be misled into
straightway equating the word-designation with the number-designation. In fact,
the word-designation certainly does not always use the number. The first
is not the onest (einste). Whether or not there is a linguistic
formation in which is expressed the fact that the opening member is at the same
time that member up to which the series contains one term, I do not know. Also,
the member following the first need not be designated with the aid of a number.
In German we, indeed, say "zweite" ('twoth') but the Latin says "secundus."
So not all ordinal designations are ordinal number-designations. Further
investigation of this must, of course, be left to the linguist.
When we aspire to essence-analysis, we will naturally set out from words and
their significations. It is no accident that Husserl's Logische
Untersuchungen begins with an analysis of the concepts word, expression,
signification, and so on. Right away it turns out that scarcely
believable equivocations hold sway here, and especially within philosophical
terminology. Husserl has exhibited fourteen different significations of the
concept representation, and in so doing he has in no wise exhausted the
equivocations in that concept which - mostly unclarified - play a role in
philosophy. It has been very unjustly objected that these differentiations of
signification are overly subtle and scholastic. A minute and intrinsically
obvious distinction can lead to the subversion of a whole philosophical theory,
if the great philosopher concerned has not paid attention to it. Instructive
examples of this are, precisely, the terms "representation" and
"concept," with their numerous and fundamentally distinct
significations.
But further - and this aspect we ourselves have just now brought out - the
analysis of signification not only can lead to the making of distinctions, but
also to the suppressing of unjustified distinctions. It is understandable that
the young Phenomenology should at first have gazed in astonishment at the
infinite richness of that which, so far, had been interpreted away or
overlooked. But in its progress it will also have to do away with many things
which have been falsely claimed to be distinct realities - an example of which
seems to me to be, precisely, the ordinal number.
Moreover, there is no need of special emphasis on the fact that the
essence-analysis which is required is in no wise exhausted by investigations of
significations. Even though we do begin with words and word-significations, that
is only supposed to lead us to the facts themselves, which are what is to be
illumined (aufzuklären). But direct access to the facts is also
possible, without guidance through significations of words. Indeed, not only is
the 'already intended' to be illumined, but new essences also are to be
discovered and brought to intuition. To a certain degree, the step from Socrates
to Plato is what is in question here. Socrates did signification analysis when,
in the streets of Athens, he put his question: "You talk of such and such.
Now just what do you mean?" Here it is a question of clearing up the
obscurities and contradictions of significations - a procedure which, moreover,
really has nothing to do with definition, and certainly not with induction. By
contrast, Plato does not start with words and significations. He aims at the
direct intuition of the Ideas (Ideen), the unmediated grasp of essences
as such.
I have already indicated that essence analysis is no ultimate goal, but
rather is a means. Of essences laws hold true, and these laws are
incommensurable with any fact or factual connection of which sense perception
informs us. The laws in question hold of the essences as such, in virtue of
their nature (Wesen). There is no accidentally-being-so in essences, but
rather a necessarily-having-to-be-so, and an
in-virtue-of-essence-cannot-be-otherwise. That there are these laws is
one of the most important things for philosophy and - if one thinks it out
completely - for the world at large. To present them in their purity is,
therefore, a significant task of philosophy. But one cannot deny that this task
has not been carried out. True, the apriori has always been acknowledged. Plato
discovered it, and since then it has never disappeared from sight in the history
of philosophy. But it has been misunderstood and restricted, even by those who
have maintained its right; and there are two objections which we must, above
all, raise: - that of the subjectification of the apriori, and that of the
arbitrary restriction of it to a few domains in spite of the fact that its
governing influence extends absolutely everywhere.
We must first discuss the subjectification of the apriori. About one thing
there has been constant agreement: apriori knowledge is not derived from
experience (Erfahrung). For us that follows from earlier reflections with
no further comment. Experience refers, as sense perception, to the singular, to
the "that-right-there" (Diesda), and seeks to grasp it as this.
The subject tries, as it were, to draw to itself what is to be experienced. In
fact, sense perception is in its essence only possible from some location; and,
for us humans, this point of origination for perception must be in the near
environment of the perceived. With the apriori, by contrast, we have to do with
the viewing and the knowing of essences. But no sense perception is required in
order to grasp essence. Here are involved intuitional acts of a wholly different
sort, which can be realized at anytime and in any place the representing subject
may find itself. To take a quite simple and trivial example, I can now, in this
moment, convince myself with complete certainty of the fact that orange lies
qualitatively between red and yellow, if only I succeed in bringing to clear
intuition for myself the corresponding natures (Washeiten). I need not
have reference to some sense perception, which would have to lead me to a place
in the world where a case of orange, red, and yellow could be found. Because of
this, not only - as is often pointed out - does one need to perceive merely a
single case in order to apprehend the apriori laws involved in it; in truth, one
also does not need to perceive, to "experience," the single case. One
need perceive nothing at all. Pure imagination suffices. Wherever in the world
we find ourselves, the doorway into the world of essences and their laws
everywhere and always stands open to us.
But right here at this undeniable point the most harmful of misunderstandings
have set in. What does not, as it were, enter into us from the outside by means
of sense perception seems necessarily to be exist "on the inside." So
apriori knowledge is marked as a possession of the soul, as something innate -
even though only virtually - to which the subject needs merely direct its glance
in order to perceive it with indubitable certainty. According to this particular
picture of human knowledge, which has been so influential historically, all men
are ultimately equal in their "knowledge-holdings," and are
distinguished only by the manner in which they improve upon the common supply.
Many live and struggle along without the slightest suspicion of their riches.
But if a piece of apriori knowledge is once drawn to light, then insight into it
can be avoided by no one. Vis-a-vis such knowledge there is discovery or
non-discovery, but never deception and error. For this point of view, the
pedagogical ideal is the platonic Socrates, as understood by the philosophy of
enlightenment (Aufklärungsphilosophie), who unlocked mathematical truths
in the slave merely by questioning - for which only the awakening of memories
was required.
One corollary of this view is the doctrine of consensus omnium as the
indubitable guarantee for the highest axioms of knowledge. A further corollary
of it is the talk of apriori truths as necessities of our thought, as an
excretion of our having-to-think-so and of not-being-able-to-think-otherwise.
But all of this is fundamentally mistaken; and against such views Empiricism has
had an easy go of it. Apriori connections obtain indifferently of whether or not
all, many, or none whatsoever of men or other subjects acknowledge them. They
have universal validity at most in the sense that anyone who wants to judge
correctly must acknowledge them. But that is characteristic of all truths
whatsoever, and not of apriori truths alone. Even the most highly empirical of
truths, e.g. that to some one at some point in time a piece of sugar tastes
sweet, has general validity in that sense.
But we must totally reject the concept of thought-necessity as the essential
criterion of the apriori. If I ask myself which was earlier, the Thirty-year War
or the Seven-year War, then I become aware of a necessity to think of the first
as earlier; and yet what we have here is empirical knowledge. On the other hand,
whoever has negated an apriori connection, whoever has denied the principle of
contradiction, or did not regard as true the principle of the univocal
determination of all events, apparently sensed no thought necessity in these.
What then is to be made of all of these Psychologistic distortions? Certainly
necessity has a role to play in the apriori, but the necessity is not one of
thought. Rather, it is a necessity of being. Just consider these matters of
being. One object lies somewhere in space beside another. That is an accidental
being - accidental in the sense that the essence of each object permits it to be
removed from the other. But by contrast: The straight line is the shortest line
of connection between two points. Here it makes no sense to say that matters
could also be otherwise. It is grounded in the nature of the straight line as a
straight line to be the shortest line of connection. Here is a
necessary-being-so. Hence, this is the essential point: states of affairs are
apriori in that the predication in them - the being-B, let us say - is required
by the essence of the A; that is, in that the predication is necessarily
grounded in that essence. But "states of affairs" are there
indifferently of which consciousness apprehends them, and of whether they are
apprehended by any consciousness at all. In and for itself the apriori has not
even the least thing to do with thinking and knowing. That admits of insight
with utter clarity. But if one has insight into (eingesehen) it, then one
can also avoid the illusory issues that have arisen in connection with the
apriori and, in the history of philosophy, have led to the most amazing of
constructions. Apriori connections find application, for example, in the events
of nature. If these connections are conceived of as thought-laws, then the
question of how this application is possible arises. How does it happen that
nature complies with the laws of our thought? Are we to assume here an enigmatic
pre-established harmony? Or are we perhaps to say that nature can lay no claim
to a peculiar and intrinsic being of its own? That it is to be in some way
thought of as being functionally dependent upon thinking and positing acts? The
reason why nature should accommodate itself to the laws of our thinking is not
susceptible to insight. But in truth the issue here has nothing whatsoever to do
with laws of thought. Rather, here we have to do with the fact that such and
such a property or event is grounded in the essence of something. Is it then to
be wondered at that all things which share this essence are subject to the same
predication? Let us speak concretely and as simply as possible. If it is
grounded in the essence of change to stand in a univocal dependence upon
temporally previous events - not if we must think this, but if, rather,
this must be - then is it to be wondered at that the same is also true of
every particular concrete change in the world? That it should be otherwise is
inconceivable, it seems to me. Or, better said, it is evident that it
could not be otherwise.
When one has fixed upon the peculiar character of apriori connections in
themselves - as forms of "states of affairs," not as forms of thinking
- then, and only then, can there be raised, as a second problem, the question of
how these "states of affairs" genuinely come to givenness, of how they
are thought or, better, known. The immediate Evidence of the apriori has been
mentioned, as opposed to the non-Evidence of the empirical. But this contrast is
not tenable. What is meant by it is, indeed, quite clear. That that which stands
over against me in the sense world as being the case and existing really is the
case and exists - for this, acts of perception themselves do indeed provide a
basis, but no irrefutable guarantee. The possibility that the houses and trees
that I perceive do not exist always remains open in the very face of this
perceiving. An ultimate and absolute Evidence is not present here. If therefore
one wishes to say that judgments about the real existence of the physical cannot
lay claim to ultimate Evidence, that would be quite correct. But this is also
said, quite generally, of empirical judgments; and there one goes wrong.
If we assume that the perception of the house, of which I spoke above, is an
illusion, and that the perceived house therefore does not exist, it of course by
that very fact remains that I do have such a perception, even though it is
illusory. How could we otherwise speak of an illusion at all? In contrast to the
judgment, "There stands a house," the judgment, "I see a
house," possesses ultimate, irrefutable Evidence. But it is obviously an
empirical judgment. That I see a house certainly is not grounded in the nature
of the ego. So the lack of ultimate Evidence is not a distinguishing mark of
empirical knowledge. But it is correct to say that all apriori knowledge
is without exception capable of irrefutable Evidence: that is, it is capable of
having its content intuitively given in the strongest sense. What is grounded in
the essence of objects can be brought to ultimate givenness in essence
intuition. Certainly there is apriori knowledge which cannot be known in
isolation, but rather requires derivation from other apriori knowledge. But this
also finally leads one back to ultimate connections which are insightful taken
by themselves. Certainly they are not to be blindly accepted, nor rested upon a
mythical consensus omnium or mystical "necessities of thought."
Nothing lies further from, precisely, phenomenology than that. This derivative
knowledge must rather be brought to luminosity (Aufklärung), to the
highest sort of intuitive givenness; and we precisely stress that for this
purpose a special effort and methodology are required. However, with the utmost
rigor we must contest the attempt to further justify in turn the ultimate
apriori connections: to show their right by reference to something else. We
contest the attempt to ground the absolutely clear and insightful sources of
knowledge by reference to brute, uninsightful facts, which themselves can be
grounded only through those sources. Here, it seems to me, is again validated
what we earlier said about the anxiety over setting our minds upon ultimate
connections themselves and about the blind grasping after something else to
support them - as if such an attempt at grounding, if it is not to be quite
arbitrary, did not also have to finally come to rest on connections given
through underivative insight.
Up to now I have been objecting to the subjectification of the apriori. No
less an evil is what I have previously called the "impoverishment" of
the apriori. There are few philosophers who have not in some way acknowledged
the fact of the apriori; but there also are none but what have in some way
reduced it to a small province of its actual domain. Hume enumerates a few
"relations of ideas." And they are, surely, apriori
connections. But why he restricted such connections to relations, and
then only to some few of them, is not clear. And moreover the restrictiveness
with which Kant conceived of the apriori could not but become disastrous for
subsequent philosophy. In truth, the realm of the apriori is incalculably large.
Whatever objects we know, they all have their "what," their
"essence"; and of all essences there hold essence-laws. All
restriction, and all reason for restriction, of the apriori to the, in some
sense, "formal" is lacking. Apriori laws also hold true of the
material - in fact, of the sensible, of tones and colors. With that there opens
up to investigation an area so large and so rich that yet today we cannot see
its boundaries. Allow me to mention only a few matters from it.
Our psychology is so proud of being empirical psychology. The result
is that it neglects the vast stock of knowledge which is grounded in the
essences of Experiences, in the essence of perceiving and representing, of
judging, feeling, willing, and so on. When it does bump into essence-laws, they
are misinterpreted as empirical laws. I mention to you David Hume as a classical
example of this. At the beginning of his main work he speaks of impressions and
ideas, and says that to each impression there corresponds an idea of the same
object. This Hume takes as one cornerstone of his philosophy. But how are we to
understand this proposition? Does it mean that in each consciousness in which
the impression of an object is realized an idea of that same object must also be
realized? That would be a very dubious claim. We certainly have impressions of
many things without having any ideas of them - things of which perhaps no one at
all has ever had an idea. In any case, we certainly have no reason to maintain
the contrary. But how then did Hume come to set such a proposition right at the
head of his discussions? Where does the proposition get that power to convince
which it certainly does have? Well, of course it is correct to say that to every
impression there corresponds an idea, and conversely - in the sense, say, that
to any straight line there corresponds a circle of which it is the radius. It is
here no question of real existence, of being realized in empirical
consciousness, but rather is one of an Ideal correlation. And so, likewise, the
connection which Hume contends is empirical is in truth apriori, grounded in the
essence of impressions and ideas. The same goes for the second proposition which
forms a foundation of Hume's epistemology, viz., that in its elements every idea
presupposes an earlier impression of the same subject matter, and that we
therefore can have an idea only of something the elements of which we have
already perceived. This proposition presents serious difficulties, but from the
outset one is certain that it cannot be an empirical proposition. How
could we know whether the new-born child has impressions first, or ideas? One
must not say: "Obviously he must first have impressions before he
can have ideas." Right where claims to such "obviousness" are
raised is where we must begin working. These claims always indicate essence
connections which are begging for scientific elucidation.
Up to here we have dealt with peripheral Experiences, but in the deeper
psychical levels things are not otherwise. Above all, just think of the
motivation connections which we follow with such clarity both in practical life
and in the historical disciplines. We understand (verstehen) that
out of this or that disposition, or out of this Experience, this or that action
could arise or must arise. It is not as if we have a certain number of times had
the experience (Erfahrung) that men under certain conditions have acted
with this or that intention, and now we say: "Probably this man will act in
the same way." Rather we just understand that things are and must be so. We
understand it from the motivating circumstances. But bare empirical fact never
yields understanding. The historian who empathetically follows a motivation
connection, the psychiatrist who track the process of an illness: they all understand.
Also when the development in question first confronted them, they were guided by
essence connections, even though they never have and could not possibly have
formulated the essence connections involved. Here lies the connection between
psychology and history of which so many spoken: a connection which empirical
psychology does not touch upon, but which, rather, is the subject matter of
apriori psychology, the beginning of which is still an affair of the future.
Empirical psychology is in no wise independent of apriori psychology. The laws
grounded in the essence of perception and representation, thought and judgment,
are constantly presupposed when the empirical course of these events in
consciousness is investigated. Today the psychologist includes these laws among
the obscure representations of the natural life. They belong to that region of
dreary truisms with which he no longer bothers. And yet a thoroughly worked out
theory of psychological essences could gain a significance for empirical
psychology similar to that which geometry possesses for natural science. Just
consider the laws of association. How badly their true sense has been
misunderstood! Their very formulation is in fact usually an outright falsehood.
It is not correct to say that, when I have at the same time perceived A and B,
and now represent A, a tendency exists to represent B as well. I must have
perceived A and B together in a phenomenal unity - even if it is only the
loosest of relations - in order for that tendency to become intelligible. Where
two objects appear to us in a relation an association sets in. Further, if the
relation is one which is grounded in Ideas (Ideen) themselves, such as
similarity or contrast, then not even such a previous appearance is necessary.
In that case the representation of an A leads, already as such, to the
representation of the similar or contrasting B, without my ever needing to have
perceived A and B together at any time. It is wholly arbitrary to base
association on a certain few relations, as today is done, for example, with
spatial or temporal contiguity or similarity. Any relation at all is capable of
setting up associations. But above all, in association we have to do, not with
empirically collocated facts, but rather with intelligible (verstehbare)
connections, grounded in the essence of things. To be sure, we have here a new
type of essential connection: not one of necessity, but one of possibility. It
is intelligible that the representation of an A can lead to the
representation of a B similar to it, not that it must so lead. Motivation
connections likewise are largely those which involve an essentially can-be-so,
not an essentially must-be-so.
As there is required an essence theory of the psychical, so also an essence
theory of the natural is required. To get such a theory one certainly has to
abandon the attitude peculiar to the natural sciences, which of course pursues
quite determinate purposes and goals that also are ones especially hard for us
to abandon. But here too we must succeed in grasping the phenomena purely, in
working out its essence without preconceptions and prejudgments - the essence of
color, extension and matter, light and dark, tones, and so on. We must also
investigate the constitution of the phenomenal thing, purely in itself
and according to its essential structure. In that structure color, for example,
certainly plays another role than does extension or matter. Everywhere it is
essence laws that are at issue. Existence is never posited.
In all of this we are not working against natural science. Rather we are
creating the basis upon which its structure (Aufbau) can be understood
for the first time. But into this I can go no further. The first thrust of
phenomenology has been to trace out the most diverse of the domains of essence
relationships - in psychology and aesthetics, ethics and law, etc. New domains
open up to us on all sides.
But let us look away from the new problems. From the standpoint of the
examination of essence, new light is thrown upon the old problems supplied by
the history of philosophy, especially upon "the problem of knowledge."
What sense can there be in defining knowledge, reinterpreting it, reducing it,
even removing the very possibility of it, just to be able to replace it with
something which it just is not? We all do speak of knowing (Erkennen),
and we mean something thereby. If this meaning is too indeterminate, then we can
orient ourselves by some case where knowing is present: a certain and
indubitable knowing, and the most uncomplicated and trivial case, is precisely
the best. Consider the case where we know ourselves to be filled with joy, or
where we know we are seeing a red thing, or where we know that tone and color
are different, etc. Here too it is not a matter of the singular case of knowing
and of its existence; but in the singular we view, as always, the
"what," the nature or essence of the knowing, which consists in an
accepting, a receiving, in a making one's own something presenting itself. To
this essence we must go. It is what we must investigate. But we must not
substitute for it something other. For example, we must not say that knowing is
in truth a determining (Bestimmen), a positing (Setzen), or some
other such thing. We must not do it because, while colors can indeed be
'reduced' to waves, essences cannot be reduced to other essences. Indeed, there
are such things as acts of positing or determining, and their essence too must
be illumined. There is the judgment - specifically, the assertion - as a
spontaneous, discrete, positing act. Then there are certain assertions that
prove to be positings of determinations. Thus we have assertions of the form, A
is B. But by realizing in ourselves an act of determining, and bringing it near
to us in its essence, we see very clearly that its essence is not identical with
the essence of knowing. In fact, more: we see that every determination
essentially refers back to a knowing, from which alone it can receive its
justification and verification. Should one say that man can actualize no
knowledge acts, but only acts of determining, that would be a bold assertion,
and one which is certainly untenable; but it would not be intrinsically absurd.
However, if one said that knowledge is in truth determination, that would be
just like saying that tones are really colors.
Certainly essence analysis is not exhausted by separating out all of that
which must not be confused with the subject to be investigated. Rather, it only
starts with that. And this is what I really wish to impress upon you as
vigorously as possible. If in phenomenology we want to break with theories and
constructions, and if we strive to return to "the facts themselves,"
to pure and unobscured intuition of essences, that does not mean that intuition
is thought of as a sudden infusion and inspiration. Today I have continuously
stressed the fact that immense efforts of a peculiar type are required in order
to surmount the distance which naturally separates us from objects and to attain
to a clear and distinct apprehension of them. It is precisely with respect to
such efforts that we speak of phenomenological method. In following that
method there is a nearer and ever nearer approximation to the object, but along
the way also lie all of the possibilities of deception which come with any type
of knowing. The intuition of essence too is something which must be worked out;
and this "work" stands under the model sketched by Plato in the Phaedrus,
of the soul having to rise up with its team to heaven in order to view
the Ideas.
At the moment when, in place of momentary brainstorms, there sets in the
laborious work of illumination, there philosophical work is taken out of the
hands of individuals and laid into the hands of ongoing generations of relief
workers. To future generations it will be just as unintelligible that an
individual could project philosophies as it is today that an individual might
project natural science. When continuity within philosophical work is attained,
then that developmental process within world history in which one science after
another separated off from philosophy will be realized within philosophy itself.
Philosophy will become a rigorous science - not in that it imitates other
rigorous sciences, but rather by keeping in mind that its problems require a
peculiar procedure, the working out of which is the task of the centuries.
NOTE
*The lecture "Ueber Phänomenologie" was read in Marburg
during January of 1914. It was first published in Reinach's Gesammelten
Schriften (Halle, 1921), and was later published separately under the title Was
Ist Phänomenologie? (München, 1951). This English version is a revision of
my translation from the 1951 edition that was published in The Personalist,
Spring 1969, Vol. 50, #2, pp. 194-221, with the permission of the Reinach heirs
and Kösel-Verlag. The present revised version was made in the light of the 1989
edition of the lecture published in Adolf Reinach, Sämtliche Werke:
Textkritische Ausgabe in 2 Bänden, edited by Karl Schuhmann and Barry
Smith, (München: Philosophia Verlag), pp. 531-550. A separate English
translation by Derek Kelly, titled "What Is Phenomenology," appeared
in The Philosophical Forum, Vol. I, #2 (New Series), Winter 1968, pp.
234-256.